Senior Investment Compliance Manager
Description
lemon.markets is a Brokerage-as-a-Service platform that enables FinTechs, banks, and wealth managers to offer investment products through a single API. As part of the dwpbank Group, the company aims to make investing accessible to all European customers. The Investment Compliance Manager will own and strengthen the Investment Compliance Function, ensuring alignment with WPHG requirements. This embedded role involves close collaboration with Product, Engineering, Operations, and Partner Management to support compliant product growth. The position offers a hybrid work setup in Germany with flexible working hours and various perks.
Requirements
- At least 5 years of professional experience, including a minimum of 3 years of hands-on WPHG compliance experience in a licensed fintech or bank, with a clear focus on securities services or securities distribution.
- Strong expertise in German regulatory requirements relevant to investment compliance, including topics such as best execution, inducements, appropriateness, product governance, customer classification, conflicts of interest, and related control frameworks.
- Strong communication and stakeholder management skills, able to work effectively with Product, Engineering, Operations, Partner Management, and other first-line functions in an embedded setup.
- Fluent in both German and English in a professional environment.
- Genuine interest in product development and ability to translate regulation into practical guidance that supports innovation without compromising compliance.
- Hands-on, pragmatic, ownership-driven work style, thriving in dynamic environments and motivated to improve structures.
Languages
German
C2 · FluentA1A2B1B2C1C2
English
C2 · FluentA1A2B1B2C1C2
Experience Level
InternEntry LevelMid-levelSeniorLeadExecutive
Benefits
Competitive salary based on experience and value-add.
Flexible working hours with core hours from 12:00 to 16:00.
Hybrid work setup with the ability to work from anywhere in Germany; individual contributors work 4 days or more in the Berlin office.
Personal development opportunities including regular mentorship, stretch opportunities, a clear career development framework, frequent feedback conversations, and an annual learning budget.
People & culture initiatives such as Polaroids from first day, monthly new-joiner breakfasts, and annual offsites.
Perks & benefits including a Deutschlandticket for employees on unlimited contracts and 50% off on Beatvest.
Workation: remote work from anywhere in the EU for up to 10 consecutive days at a time, up to 60 days per year.
📍 Life in Berlin
👥
Population
3.6M
⭐
Quality of Life
8.0
🇬🇧
English Friendly
9.0
💻
Tech Scene
9.0
🌍
International
10.0
🚇
Public Transport
9.0
🚴
Bikeability
9.0
🌬️
Air Quality
6.0
🌳
Green Spaces
7.0
🚗
Car Free
8.0
ℹ️
About Berlin
- •Creative and tech hub
- •Diverse neighborhoods
- •Excellent public transport
🌤️
Climate
- •Continental climate
- •Cold winters
- •Mild summers
- •Four distinct seasons
❄️Jan: 0°C☀️Jul: 19°C📅Avg: 10°C
☀️1625 sunshine hours/year
🛡️
Safety
- •Generally safe
- •Higher petty crime than Munich
- •Some areas less safe at night
Overall:7.0
🏥
Healthcare
- •Good hospital network
- •Charité is world-renowned
- •Wait times can vary
Quality: 9.0Access: 8.0
🎭
Culture
- •World-class museums
- •Vibrant art scene
- •Rich history
🎉
Nightlife
- •Famous club scene
- •Diverse nightlife
- •24/7 culture
🏞️
Recreation
- •Many parks
- •Lakes
- •Tiergarten
- •Active outdoor scene
💰
Cost of Living
- •More affordable than Munich
- •Prices rising rapidly
- •Still cheaper than many European capitals
🏠 Rent (1BR center):€1231
⚡ Utilities:€220
🛒 Groceries:€280
🍽️ Dining out:€16
Engagement
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Berlin-based Brokerage-as-a-Service platform offering API-based infrastructure for digital brokerage and custody (fractional trading, real-time processing, ETFs/stocks/funds). Holds BaFin licenses. Acquired by dwpbank (Germany's central securities-services bank) on 30 Sep 2025; remains an independent subsidiary expanding pan-European multi-asset offerings.
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€per year
€20k€250k
Your situation in Germany
The default for anyone single, divorced or widowed.
Only changes the church tax rate — 8% in Bavaria and Baden-Württemberg, 9% everywhere else.
Childless employees over 23 pay a higher Pflegeversicherung (care insurance) rate.